AML Compliance Officer Training - Webinar #1 - March 2023
This Anti Money Laundering webinar is the first webinar in our three-part series
Description
This webinar is the first in our series of three and has been designed with Compliance Officers in mind however, it is also relevant to anyone (from Accountants to Lawyers) who must comply with the Anti Money Laundering regime.
To find out more or to purchase the entire series - click here
AML Webinar 1 – Thursday, 9 March, presented by Andrew Douglas
As an AML auditor, Andrew has conducted over 40+ audits of accounting firms and other organisations throughout New Zealand.
This webinar will cover:
- Tax transfers class exemption – a recap on when this applies and practical examples
- Your 2023 AML Audit – how to be audit ready - what information will the auditor ask for?
- DIA guidelines for selecting your AML auditor
- Common areas of non-compliance explained:
- Source of wealth/ source of funds: how much information is required
- Triggers for Enhanced Due Diligence
- Use of third-party identity providers: where mistakes can be made
- Record keeping
- International clients
- Staff training – who needs to be trained and in what areas
- Acceptable identity documents/ IVCOP
- Keeping documents current
- Use of generic templates
- And more
- Findings from DIA inspections
All of our webinars include:
- The live presentation
- Webinar Slides
- Webinar recording (review or catch up if unable to attend the live webinar)
Presenters
Andrew Douglas
CPD Hours and Recordings
1 CPD hour
Who should attend?
These webinars are suitable for all AML Compliance Officers and is relevant to anyone (from Accountants to Lawyers) who must comply with the Anti Money Laundering regime.