AML Compliance Officer Training - Webinar Two - June 2022
This Anti Money Laundering Webinar is the second webinar in our three part series.
Description
This training series is designed with Compliance Officers in mind however, it is also relevant to anyone (from Accountants to Lawyers) who must comply with the Anti Money Laundering regime.
AML Webinar 2 – Thursday 23 June, presented by Andrew Douglas
As an AMl auditor, Andrew has conducted over 40+ audits of accounting firms and other organisations throughout New Zealand.
- The presentation will focus on the common themes he has seen from the audits conducted, including the common traps & pitfalls
- The different processes that can be applied for different size firms
- The compliance threshold - what small and large exceptions look like
- Will cover the AML Risk Assessment and all areas of the AML Programme, with a specific focus on:
- Using an AML third-party software
- Enhanced Due Diligence
- Standard Customer Due Diligence
- Account Monitoring & On-going CDD
- Captured Activities/ Non-Captured Activities
- The Risk Assessment
- Recent developments from the DIA.
All of our webinars include:
- The live presentation
- Webinar slides
- Webinar recording (review or catch up if unable to attend the live webinar)
For more information about the complete Series of three webinars for 2022 click here.
Presenters
Andrew Douglas
CPD Hours and Recordings
1 CPD Hour
Who should attend?
These webinars are suitable for all AML Compliance Officers and is relevant to anyone (from Accountants to Lawyers) who must comply with the Anti Money Laundering regime.